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6-7 May 2015 // Thistle, Marble Arch // London

Embed a compliance culture and make good conduct real

This two-day conference will bring together leadership from Compliance, Conduct risk and European Regulators to deliver a holistic view on how compliance and conduct risk are each changing financial services.

  • Make conduct real for the business: drive customer loyalty and employee engagement through making your conduct risk strategy relevant
  • Embed and create a compliance culture within the business units to avoid misconduct
  • Understand how to work within the new and increasingly complex regulations: hear from local and EU regulators on ever-changing legislation including FATCA and AIFMD to discover the best ways you can work together.
  • Use MI effectively to demonstrate that your business operates to the highest code, standards and ethics
  • Address resourcing issues: get the balance right between outsourcing, automating and developing in-house training to provide compliance officers with the right skill-sets.

This forum is an excellent platform to allow financial services firms to work together to create positive culture change

Phil Loney, CEO, Royal London

Royal London

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Two dedicated tracks on compliance and conduct

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90%

of participants from our Good Conduct Survey agree that good conduct can give their organisation a competitive advantage

81%

of your industry peers believe that putting customers at the heart of their business is the top priority for their organisation in 2015

The 2015 expert speaker line-up includes...

Senior industry figures take on the good conduct compliance culture debate here to make a real change in the financial services industry:

Steve Groves

Steve Groves
CEO
Partnership
Sally Dewar

Sally Dewar
Managing Director International Regulatory Risk
JP Morgan Chase & Co
Benny Higgins

Benny Higgins
CEO
Tesco Bank
Mike Roemer

Mike Roemer
Head of Compliance, Executive Office
Barclays
Niamh Higgins

Niamh Higgins
Director of Regulatory Compliance
UK & Western Europe, RSA Group
Paul Gill

Paul Gill
Head of Compliance, AML & CTF Policy and Conduct Risk
Metro bank
Alexander Putzer

Alexander Putzer
Head of Legal, Compliance and AML
Walser Privatebank AG
Toby Billington

Toby Billington
Global Head of Wholesale Conduct
Deutsche Bank

Don't miss out on our back-to-back FCA sessions!
David Blunt on future policy around conduct risk management and Robert Taylor on compliance regulatory developments

Just Released Confirmed Attendee List

Take a look at the full delegate list here

Global Head of Compliance, Executive Office Barclays
Head of AML Deutsche Bank
Chief Compliance Officer IMC Financial Markets & Asset Management
Head of Financial Institutions Advisory BNP Paribas
Director of Compliance Lloyds Banking Group
Chief Control Officer, Personal Banking Barclays
Head of European Cybercrime Centre Europol
Head of Conduct Specialists FCA
CEO Partnership
Group Head – Oversight, Group Risk & Compliance Capita
Chief Compliance Officer RBS
Head of Customer Conduct, Commercial and Private Banking RBS
Global Head - Wholesale Conduct Deutsche Bank
Managing Director, Compliance CIB
Managing Director Crédit Agricole Corporate and Investment Bank
Head of Compliance Credorax
Head of Wealth Supervision FCA
Head of Investment and Reporting ESMA
Chief Compliance Officer GE Capital UK

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Limited passes left - network with the best in compliance and conduct risk

Register

Key features of this two-tracked summit:

This summit is bringing together the leading minds of conduct risk and compliance to give you an unrivalled opportunity for you and your team to hear from UK and EU specialists. On top of this, there are also: 

  • SUPER-PANEL: Get ideas from RBS, Deutsche Bank and Barclays on how to make good conduct more meaningful for the front line
  • MEET FCA, ESMA, OECD AND EUROPOL: Unlimited access to UK and EU regulators on future policy around compliance regulation and conduct risk management
  • LIVE PEER TO PEER POLLING: Real life experiences on what the industry are doing to define their conduct risk
  • RISK AND COMPLIANT CULTURE: Understand key components of a culture change process to create remain compliant
  • ADDRESS RESOURCING ISSUES: Hear from Global heads of UBS and Willis on how they balance outsourcing, automating and in-house training to develop the right skill-sets
  • UNDERSTAND YOUR CONDUCT RISK: Case study from a leading retail bank to build an effective framework

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Discover all the key issues and speakers for 2015

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A unique opportunity for you and your team 

This two-day conference will bring together leadership from Compliance, Conduct risk, Regulators and Solution Providers to deliver a holistic view on how compliance and conduct risk are each changing financial services.

  • Understand how to work within the new and increasingly complex regulations: hear from local and EU regulators on ever-changing legislation including FATCA and AIFMD to discover the best ways you can work together.
  • Align internal goals to establish effective knowledge transfer, communication and collaboration across all levels of your organisation to ensure a consistent approach.
  • Address resourcing issues: get the balance right between outsourcing, automating and developing in-house training to provide compliance officers with the right skill-sets.

Following keynote sessions on how industry-defining moments, such as Libor and PPI, have pulled compliance and conduct risk into focus, the meeting will break into focused sessions mapping out how you can stay ahead of regulatory change to implement compliance and/or conduct strategies in your organization.

I am so excited and grateful for such an initiative. Finally, there is a forum where knowledgeable people in the industry are brought together to share knowledge and best practices, as well as discuss challenges in the AML world

Paula Mamo, Head of Compliance, Credorax Malta

Credorax Malta

Confirmed attendees include:

Join an exclusive community of compliance and conduct specialists at #CCR15

RSA Insurance Barclays BNP Paribas Deutsche Bank Nationwide
Willis JP Morgan Chase & Co UBS RBS Metrobank
Partnership Lloyds Banking Group Investec GE Capital OECD
CAPITA True Potential Commerzbank ESMA TD-Bank
walser-privatbank societe-generale europol western-union AFME

Managing your conduct risk effectively is so important right now

Niamh Higgins, Director of Regulatory Compliance, UK & Western Europe, RSA Group

RSA

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The FCA, 150+ C-Suite and senior compliance teams meet at #CR15

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We’re CEO endorsed

Ethical Corporation has a 14 year history of delivering top level forums that make a commercial difference. 

Watch our CEO video on why our summits are the number one responsible business platform

Click here to watch the video


Our goal is to provide the best customer outcomes and the best customer experiences in our chosen markets. The good conduct programme run by Ethical Corporation is an excellent platform to allow financial services firms to work together to create positive culture change

Phil Loney, CEO, Royal London

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Access to 4 regulators: ESMA, FCA, Europol and OECD

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New Research Shows

89%

believe the need to create a 'risk and compliance culture' is necessary to satisfy regulatory needs to prevent misconduct from

Why this Forum is so important right now

I’m really excited about getting involved in this year’s Summit

Rob Birley, Chief Control Officer, Personal Banking, Barclays

Barclays

I’m delighted to be able to be involved in this year’s Summit. Embedding a culture where good conduct is front and centre in every decision we make is the most important current imperative for our industry.

Toby Billington, Head of Wholesale Conduct, Deutsche Bank

Deutsche Bank

3 reasons you can't afford to miss out:

  1. Win a competitive advantage through embedding a compliance culture in the business and making good conduct real 
  2. Executive keynote with C-Suite means you can find out how the tone from the top is translated throughout the business
  3. Unlimited access to the FCA, ESMA, Europol & OECD to answer your specific questions around future conduct risk policy and compliance regulatory developments

Download the summit brochure here and get the latest on speaker and agenda updates 

Who should attend?

The summit is designed for the retail & wholesale banks, insurers and asset management communities to take a collobarative approach on culture change.

The target audience is first line conduct risk specialists and 2nd line compliance teams on developing policy and working with the business to help embed a more compliant culture.

A Proven Track Record

In times of unseen regulatory pressure it is extremely important to constantly seek exchange with international compliance experts.

Alexander Putzer, Head of Legal, Compliance and AML, Walser Privatebank AG

Walser Privatebank AG

One show, 48 hours, 120 attendees, 7 themes, 35+ speakers

This summit is bringing together the leading minds of conduct risk an compliance to give you an unrivalled opportunity to network with UK and EU specialists.

Only 14 tickets left - ensure you and your team are part of the two day debate, register here 

Register Now

Limited passes left - network with the best in compliance and conduct risk

Register

Who's in the room?

Type of Institutions
Seniority

A great opportunity to share best practices and to discuss current topics and challenges

Mark Qualter, Managing Director, RBS

RBS

Convince Your Boss

Don’t miss out!

Convince Your Boss

With conversations up to 70 firms for this year's research, we know what you're dealing with and want to give you the formula for success at our two day event. Our agenda is like no other. It's built in with practical guidance so you can implement your notes tomorrow. In 48 hours, our expert speakers will focus on the bigger issues to embed a compliance culture and improve your conduct risk management to achieve better customer outcomes.

There's only 14 passes left, confirm your attendance here to make sure you’re part of it. 

Best, Krina

The May Summit has ended

Visit the good conduct Insurance forum here

Meet insurance industry experts from Prudential, AXA, Aviva, Delta Lloyd Group, Legal and General, Swiss RE for our 2 day Summit on driving good conduct forward and understanding what culture change looks like.

Check out our full agenda and speaker line up here

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Krina Amin
Krina Amin
Global Project Director
Ethical Corporation
t: +44 (0) 20 7375 7508
e: krina.amin@ethicalcorp.com
Gold Sponsor
navigant
Co Sponsors
actiance
Capco
Media Partners
Compliance Monitor
The Basel Institute on Governance
Better Regulation
ICA
kyc-360
Money Laundering Bulletin
ORIC International
Oric
The Society of Corporate Compliance and Ethics (SCCE)