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Embed Compliance at the heart of The Business - Accountability, Systems and Incentivisation

The compliance role is becoming more business critical by the day. The 4th Annual Compliance and Conduct Risk Forum will host a two-day summit under the Chatham House Rule where these key challenges are discussed and future strategies shaped

80+ Senior Executive Attendees

20+ CEO & Senior-Level Speakers

15+ Hours of dedicated networking

  • Revolutionising the 1st line: Learn how to embed compliance in the first line for optimum operational effectiveness
  • Incentivising good conduct: Successfully engage and educate employees, encourage good conduct and a sense of individual accountability with a holistic approach to incentivisation
  • Individual accountability: How to share the responsibility across seniority levels and hold more individuals accountable for their impact on the business
  • Navigating data challenges: Understand how new systems and technology can facilitate transparent data sharing whilst complying with the GDPR requirements
  • The impact of technology and AI on compliance: Discover how AI and other new technologies could revolutionise compliance within financial services

Pre-order the detailed event brochure

Complete speaker line-up • Program for all tracks & sessions • Audience breakdown

An Expert Speaker faculty

Below is just a sample of who's spoken at our previous two Summits. In 2018 we guarantee a sterling speaker line-up that will lead discussions on how financial services can get to the route of shifting culture and conduct:

Julia Dunn
Nationwide

Julia Dunn

Chief Compliance Officer

Rick Vassell
Barclaycard

Rick Vassell

Chief Compliance Officer Europe


Jaime Aguilar
Santander

Jaime Aguilar

Director Compliance Processes and Systems

Rachel Churchill
HSBC

Rachel Churchill

Global Head of Conduct Compliance


Darren Jarvis
Citi

Darren Jarvis

Head Business Controls and Supervision at Citi Markets

Raj Singh
Standard Life

Raj Singh

Group Chief Risk Officer


Federico Spagnoli
AIG

Federico Spagnoli

Consumer Regional CEO, EMEA

Helle Meineche
Danske Bank

Helle Meineche

Head of Group Compliance


Toby Billington
Deutsche Bank

Toby Billington

Global Head of Wholesale Conduct

Kimon De Ridder
GE Capital International

Kimon De Ridder

Chief Compliance & Regulatory Officer, Working Capital Solutions


Jagdev Kenth
Willis Towers Watson

Jagdev Kenth

Director of Risk & Regulatory Strategy, Financial Institutions Group

Vinita Ramtri
Barclays Wealth and Investment

Vinita Ramtri

Head of Conduct Risk


Pre-order the detailed event brochure

Complete speaker line-up • Program for all tracks & sessions • Audience breakdown

Key issues being addressed in 2018

The Compliance and Conduct Risk Forum will debate the key issues and challenges faced in the financial services industry. Key topics include:

  • First Line Compliance Keynote: Own the risk, embedding compliance in the first line
  • Incentive Keynote: Developing a holistic approach to incentivization, encouraging individual accountability
  • Senior management regime update
  • GDPR Keynote: How unified technology is the way forward
  • Product Development Keynote: New era, new thinking -the role of compliance in new product development
  • Going beyond control to mitigate risk and change behaviours
  • The Impact of Brexit: European Perspective
  • Workshop: How to navigate the GDPR

Pre-order the detailed event brochure

Complete speaker line-up • Program for all tracks & sessions • Audience breakdown

Two events, one ticket

This year's Forum will be co-located with the Ethical Corporation Flagship Responsible Business Summit. Attendees of the Compliance and Conduct Risk forum will have exclusive access to over 600 CEOs and senior business executives from leading global brands who are looking to understand how they can transform their business and industries. You will have access to CEO-lead Keynotes on sessions such as;

  • Transformational Change Keynote: Drive transformational change throughout the business to deliver long-term impacts with CEO of Barclays Germany and VF Corp
  • Digital Keynote: The Digital Revolution - how will it transform your business and industry? with Comcast, AXA and Nokia
  • AI Keynote: Impact of AI on business and society with Sodexo and American Institute of Artificial Intelligence
  • Investor Keynote: Engaging institutional investors to think long-term with Allianz Capital Partners and Hermes Investment Management
  • Closing Keynote: The quest for inclusive capitalism with Nordea, IIRC and former US Deputy Assistant Secretary

Pre-order the detailed event brochure

Complete speaker line-up • Program for all tracks & sessions • Audience breakdown

Who you'll meet

Over 80 senior business executives from the world's leading financial institutions will attend the 2018 event. Below is of those that have attended previous two events and who you can expect to meet and hear from in June.

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The Ethical Corporation Difference

We have been producing events for 17 years and have evolved our events to reflect the needs of our customers. We spend a lot of time engaging and listening to our community to understand how we can help tackle issues at our conferences

  • Practical and business focused insight: Leave our events with proven, actionable ideas and strategy from innovative companies that are pushing forward the sustainability and responsible business agenda
  • Tackling the issues that matter: Year-round research and open-ended discussion with C-Suite and Directors within business guarantees conference themes reflect the current issues, challenges and opportunities
  • Guaranteed learning: Interactive workshops, roundtable debates, case studies and panel Q&As ensure you get the answers you’re looking for. We create a learning, not listening environment, where everyone is encouraged to engage in the discussion
  • Senior-level networking: Senior-level professionals both speak and attend our events, providing you with a unique environment for peer-to-peer relationship building

Who’s in the room

3 reasons why you should attend the 2018 Forum


  1. Network and share ideas with your peers to ensure your organisation is leveraging the best strategies, frameworks and ideas that develops a culture in-line with the FCA's expectations
  2. Executive keynotes from the out-of-industry C-Suite means you can find out how other industries are transforming their businesses in line with social expectations
  3. Gain a competitive advantage through embedding a compliance culture into the heart of the business

Pre-order the detailed event brochure

Complete speaker line-up • Program for all tracks & sessions • Audience breakdown

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