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Embed Compliance at the heart of The Business - Accountability, Systems and Incentivisation

See our full agenda below. The agenda is also available in the conference brochure, downloadable here

Keynote Sessions
08:30 - 09:00
First Line Compliance Keynote: Own the risk, embedding compliance in the first line

Compliance is a role performed traditionally by the 2nd line, which can be limiting on its impact and influence on the customer facing part of the business. How to move the responsibility for developing metrics and embed compliance into the first line for optimum operational effectiveness

08:30 - 09:00
Technology Keynote: Bringing compliance to the first line

Making the first line more responsible for their conduct and to follow compliance initiatives requires new systems and technology. Hear from businesses that are using new technologies to ensure compliance across the first line

08:30 - 09:00
Incentive Keynote: Incentivising for Individual Accountability

Financial incentives can lead to corner cutting when it comes to being compliant. A more holistic approach is required to encourage individual accountability, increase customer satisfaction and change employee conduct

08:30 - 09:00
Product Development Keynote: New era, new thinking -the role of compliance in new product development

Good conduct starts at the beginning, with the product that the client is being offered - identifying the products requirement to the customer is paramount. Hear how firms are now involving compliance in the whole lifecycle of a product and the positive impact that is having on the business

08:30 - 09:00
GDPR Keynote: How unified technology is the way forward

The impeding legislation poses many challenges, one of them being the sheer amount of data held across different systems. How do you bring a joined-up approach across the business, and Know Your Customer, whilst complying with the new GDPR?

08:30 - 09:00
AI Keynote: Impact of Artificial Intelligence on Compliance

Technology is evolving at a rapid pace and the role artificial intelligence has to play in all industries is still a large unknown. Hear innovative ways that AI will be used to improve the future compliance function

Culture and Training
08:30 - 09:00
Control only goes so far: Changing behaviours, changing culture

Mitigating risk by implementing controls will only go so far, if employees want to collude they'll find a way to do so. Understand the latest thinking in behavioural analytics and what needs to be done to educate and make people think differently

08:30 - 09:00
Senior Management Regime: Holding individuals accountable

With the Senior Management Regime evolving and encompassing more and more each year, what do firms need to do to ensure they don't incur huge financial penalties? What's the next step on the trend to holding individuals more accountable?

08:30 - 09:00
The Impact of Brexit: European Perspective

Hear from European counterparts on the implications of the current Brexit negotiations on business and how this could impact the role of a compliance officer in financial services

08:30 - 09:00
Training from the top to the bottom on good conduct

Saying to do the right thing is no longer good enough. So how can firms ensure tone from the top really permeates right down the organization? How does the compliance officer successfully communicate this message across the business to both current and new recruits?

Systems and Data
08:30 - 09:00
Regulatory updates

Hear the latest updates from the regulatory bodies themselves on the future of compliance and conduct, and what you'll need to focus on for 2018 and beyond

08:30 - 09:00
Disclosure: Sharing data ahead of competitor advantage

To demonstrate leadership and a truly responsible approach requires full transparency. Sometimes it involves communicating failures or oversights. How do you achieve the right balance with the amount of quality data you share with stakeholders and competitors alike? How do you convince the business of this approach?

08:30 - 09:00
Workshop: How to navigate the GDPR

The impending legislative changes need to be addressed. In this 120-minute roundtable conducted under Chatham House rules, learn how to navigate the change and understand what measures you need to put in place

08:30 - 09:00
Workshop: Changing behaviours, changing culture

Under Chatham House rules participants will debate a number of scenarios that occur within financials services. With the assistance of expert witnesses (session speakers) groups will identify ways to spot unethical behaviour and ways to prevent it from occurring in the future.

Keynote Sessions
08:30 - 09:00
First Line Compliance Keynote: Own the risk, embedding compliance in the first line

Compliance is a role performed traditionally by the 2nd line, which can be limiting on its impact and influence on the customer facing part of the business. How to move the responsibility for developing metrics and embed compliance into the first line for optimum operational effectiveness

08:30 - 09:00
Technology Keynote: Bringing compliance to the first line

Making the first line more responsible for their conduct and to follow compliance initiatives requires new systems and technology. Hear from businesses that are using new technologies to ensure compliance across the first line

08:30 - 09:00
Incentive Keynote: Incentivising for Individual Accountability

Financial incentives can lead to corner cutting when it comes to being compliant. A more holistic approach is required to encourage individual accountability, increase customer satisfaction and change employee conduct

08:30 - 09:00
Product Development Keynote: New era, new thinking -the role of compliance in new product development

Good conduct starts at the beginning, with the product that the client is being offered - identifying the products requirement to the customer is paramount. Hear how firms are now involving compliance in the whole lifecycle of a product and the positive impact that is having on the business

08:30 - 09:00
GDPR Keynote: How unified technology is the way forward

The impeding legislation poses many challenges, one of them being the sheer amount of data held across different systems. How do you bring a joined-up approach across the business, and Know Your Customer, whilst complying with the new GDPR?

08:30 - 09:00
AI Keynote: Impact of Artificial Intelligence on Compliance

Technology is evolving at a rapid pace and the role artificial intelligence has to play in all industries is still a large unknown. Hear innovative ways that AI will be used to improve the future compliance function

Pre-order your event brochure

Full speaker list • Full conference agenda • Audience breakdown

Culture and Training
08:30 - 09:00
Control only goes so far: Changing behaviours, changing culture

Mitigating risk by implementing controls will only go so far, if employees want to collude they'll find a way to do so. Understand the latest thinking in behavioural analytics and what needs to be done to educate and make people think differently

08:30 - 09:00
Senior Management Regime: Holding individuals accountable

With the Senior Management Regime evolving and encompassing more and more each year, what do firms need to do to ensure they don't incur huge financial penalties? What's the next step on the trend to holding individuals more accountable?

08:30 - 09:00
The Impact of Brexit: European Perspective

Hear from European counterparts on the implications of the current Brexit negotiations on business and how this could impact the role of a compliance officer in financial services

08:30 - 09:00
Training from the top to the bottom on good conduct

Saying to do the right thing is no longer good enough. So how can firms ensure tone from the top really permeates right down the organization? How does the compliance officer successfully communicate this message across the business to both current and new recruits?

Pre-order your event brochure

Full speaker list • Full conference agenda • Audience breakdown

Systems and Data
08:30 - 09:00
Regulatory updates

Hear the latest updates from the regulatory bodies themselves on the future of compliance and conduct, and what you'll need to focus on for 2018 and beyond

08:30 - 09:00
Disclosure: Sharing data ahead of competitor advantage

To demonstrate leadership and a truly responsible approach requires full transparency. Sometimes it involves communicating failures or oversights. How do you achieve the right balance with the amount of quality data you share with stakeholders and competitors alike? How do you convince the business of this approach?

08:30 - 09:00
Workshop: How to navigate the GDPR

The impending legislative changes need to be addressed. In this 120-minute roundtable conducted under Chatham House rules, learn how to navigate the change and understand what measures you need to put in place

08:30 - 09:00
Workshop: Changing behaviours, changing culture

Under Chatham House rules participants will debate a number of scenarios that occur within financials services. With the assistance of expert witnesses (session speakers) groups will identify ways to spot unethical behaviour and ways to prevent it from occurring in the future.


Pre-order the detailed event brochure

Complete speaker line-up • Program for all tracks & sessions • Audience breakdown