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Meet Your Industry Peers

Get an idea of the type of people you would have met at the Compliance & Conduct Risk Forum 2016.’ To ‘A sample list of who attends the Compliance & Conduct Risk Forum


Job Title Brands
CCO GE Capital
Chief Compliance Officer GE Capital
Chief Compliance Officer The Royal Bank of Scotland
Chief Compliance Officer Younique Money
Chief Compliance Officer Nationwide
Chief Compliance Officer - Europe Barclaycard
Chief Compliance Officer UK & EMEA Credit Suisse
Chief Control Officer - Personal Banking Barclays
Chief Executive Officer Redland Solutions
Chief Executive Officer Beyond Enterprise
Client Governance Standard Life Investments
Advisor Financial Conduct Authority
Advisor Financial Conduct Authority
Analista Riesgos Subdirector Banco Santander, SA
Assistant Manager KPMG

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Full speaker list • Full conference agenda • Audience breakdown

Job Title Brands
Associate - Banking Sector and Themes Unit Financial Conduct Authority
Business Development & Key Account Manager Simpleshow
Compliance Investec Bank
Compliance & Conduct Risk AIB Group
Compliance Assurance Manager Unum
Compliance Consultant - Policy & Regulatory Development Wells Fargo
Compliance Manager Arbuthnot Latham
Compliance Manager Jordan International Bank Plc
Conduct Risk Lead - UK Accenture
Conduct Risk Manager Standard Life
Business Development Director Actiance.
Business Development Director Redland Solutions
CRO UK Municipal Bonds Agency
Deputy Compliance Officer E-Global Trade & Finance Group
Founding Chair Transparency Task Force

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Full speaker list • Full conference agenda • Audience breakdown

Job Title Brands
Gerente División Clientes y Calidad Banco Santander Chile
Global Head - Financial Institutions Willis
Global Head - Wholesale Conduct Deutsche Bank
Global Head of Conduct Compliance HSBC
Global Head of Governance Risk and Compliance International Compliance Group
Global Head of Governance Risk and Compliance International Compliance Group
Group Deputy Head - Compliance Amlin AG
Deputy Compliance Officer E-Global Trade & Finance Group
Director Camdor Global
Director Granuaile
Director HR Comply Ltd
Head - Compliance PSFM
Head - Compliance UKAR
Head - Compliance & Conduct Risk Metro Bank
Head - Compliance Programmes Nationwide Building Society

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Full speaker list • Full conference agenda • Audience breakdown

Download the brochure here

Full speaker list • Full conference agenda • Audience breakdown

Job Title Brands
Head - Compliance, Markets & Customer Insight Zurich
Head - Conduct HSBC
Head - Conduct RBC Welath Management
Head - Conduct HSBC
Director HR Comply Ltd
Director Lloyds Banking Group
Head - Frontline Support RBS
Head - Group Compliance Office Danske Bank
Head - Legal, Compliance and AML Walser Privatbank
Head - Policy Compliance & Assurance lseg.com
Head - Professional Standards Chartered Institute for Securities & Investment (CISI)
Head - Regulatory Coordination Commerzbank AG
Head - Wealth Supervision FCA
head of compliance True Potential Investments
Head of Conduct - Business Compliance AIB Group
Head of Conduct - Business Compliance AIB Group
Head of Department FCA
Head of Policy & Operations, Bussiness Quality Santander
Business Development Manager Business Systems
Business Development Manager Redland Business Solutions
Business Development Manager Business Systems
CCO GE Capital
Client Partner huntswood.com
Co-Founder ModaVenture
Co-Founder Beyond Enterprise
Co-Founder Beyond Enterprise
Consultant Capco
Securities Finance EMEA - Regulatory Affairs State Street Bank and Trust
Senior Compliance & Control Advisor NBIM
Senior Compliance Advisor Unum

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Full speaker list • Full conference agenda • Audience breakdown

Job Title Brands
Senior Compliance Consultant Nationwide Building Society
Senior Manager Compliance Oversight Nationwide Building Society
Senior Risk Manager Nationwide Building Society
UK Head of Governance Risk and Compliance International Compliance Group
UK Head of Governance Risk and Compliance International Compliance Group
Vice President - EMEA chef
Vice President - International Compliance The Bank of New York
Consultant Capco
Corporate Sustainability Researcher NQC
Corporate Sustainability Researcher NQC
Country Manager Simpleshow
Director Navigant
Director Redland Solutions
Director - Compliance Prudential
Director - Conduct Strategy & Reporting Lloyds Banking Group

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Full speaker list • Full conference agenda • Audience breakdown

Job Title Brands
Director - Conformity & Permanent Control La Banque Postale
Director - Regulatory Compliance RSA Insurance Group
Director / VP Lending Standards Board
Director Compliance Processes and Systems Banco Santander, SA
Director Consumer Protection Banco Santander, SA
Director Jurídico Corporativo Banco Santander Chile
Director of Risk Willis Towers Watson
Editor The Risk Universe
EMEA Head - Regulatory Competence Wells Fargo
EMEA Sales Manager Actiance.
Executive AIB
Executive AIB Group
Executive - Products The Royal Bank of Scotland
Executive Adviser - Sustainability Nordea Bank
Managing Director RBS

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Full speaker list • Full conference agenda • Audience breakdown

Job Title Brands
Managing Director Smart Wisdom
Managing Principal - Finance, Risk and Compliance Capco
Marketing Navigant
Marketing Manager Actiance.
Markets & Propositions Consultant huntswood.com
Osler Chair in Business Law Osgoode Hall Law School
Partner - Conduct & Compliance Parker Fitzgerald
POJV Compliance Relationship Manager Bank of Ireland UK
Executive Advisor ACI FMA
Group Head - Policy, Training and Reporting Capita Plc
Group Head - Policy, Training and Reporting Capita Plc
Head - Business Controls & Supervision Citi
Head - Client Engagement Worksmart
Head - Compliance GE Money Home Lending
Head - Compliance Metrobank Foundation

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Full speaker list • Full conference agenda • Audience breakdown

Job Title Brands
Head - Conduct & Regulatory Assurance Co-operative Bank
Head - Customer Fairness, UK Conduct Clydesdale Bank
Head of Policy and Technical Services JLT
Head of Risk & Compliance Post Office
Head Organisational Development RM Swiss Re
Head: Group Compiiance Standard Bank South Africa
Investment, Wholesale & Specialists Division Financial Conduct Authority
Lead Consultant Worksmart
Major Account Manager Business Systems
Manager - Control Function Lloyds Banking Group
Manager Custody Banks FCA
Managing Director Navigant
President ACI FMA
Principal Consultant Capco
Professor - Osgoode Hall Law School York University

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Full speaker list • Full conference agenda • Audience breakdown

Job Title Brands
Professor of Corporate Citizenship & Ethical Leadership Hult International Business School
Programme Director Beyond Enterprise
Programme Manager - Regulatory Change Implementation Standard Bank
Regulatory Relationship Manager LV
Research & Development Manager International Compliance Group
Research and Development Manager International Compliance Group
Sales Specialist - Mobile Recording Telefonica
Vice President & Head - Conduct Risk & Wealth Barclays
VP Sales - Actiance Actiance.
Wholesale Banking Sector Specialist FCA
Wholesale Conduct - Programme Director Deutsche Bank

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Complete speaker line-up • Program for all tracks & sessions • Audience breakdown