Group Compliance OfficerRead more
Compliance ManagerRead more
CFA, Director Compliance Strategy & CoordinationRead more
UK Compliance Oversight DirectorRead more
Compliance ManagerRead more
ACI Director of EducationRead more
Managing Director, Global Head of Operational ComplianceRead more
Managing Director, Regional Head of EthicsRead more
EMEA Financial Crime Monitoring Officer (VP)Read more
Full speaker list • Full conference agenda • Audience breakdown
Dr Jan Dauman: Most of Jan’s professional career has been as founder and CEO of an international business development and corfin consultancy (InterMatrix Group, with subsidiaries/affiliates in 15 countries) working with major European and American corporations on their global strategy and business development. A significant proportion of his work for over 40 years has been advising many of these companies on their corporate responsibilities, in particular integrating these responsibilities into every aspect of their activities world-wide, as an essential component for long-term, sustainable success. He has served as an Independent Director on the Boards of several listed companies and, today, is a member of four entrepreneurial Boards/Advisory Boards.
Jan served as a Director and Trustee of the Prince of Wales International Business Leaders Forum for 10+ years and is currently Chairman of the spin-off from that organisation, called IBLF Global, which focuses mainly on facilitating collective action to implement anti-corruption and responsible business practices measures on the ground, principally in emerging/developing markets. He also acts as an Adviser to the World Economic Forum/PACI Trust and Integrity programme and to the Alliance for Integrity’s “Integrity App” project, is a member of the B20 Integrity and Compliance Group and chairs IBLF Global’s Expert Panel working with DFID to support British exporters in managing their corruption and related challenges in many markets.
Jan has degrees in engineering from Imperial College and in business from Yale University and has a PhD in economics and business from Brunel University.
Chief Compliance OfficerRead more
Group Head of ConductRead more
A career banker, Martin has over 35 years’ experience in the financial services industry. His banking experience spans many diverse areas including running significant business lines; product development and management across multiple product lines; physical, remote and digital distribution channels, and conduct, governance and control disciplines. Apart from his current role, other key senior management roles he has held include Head of Business Control for AIB Wholesale & Institutional Banking and Head of Current & Savings Accounts and General Insurance for AIB Group. He also spent two years on secondment as Director of Distribution & Sales with Aviva Life and Pensions. He holds a Master’s degree in Business Administration from Trinity College Dublin.
Head of ComplianceRead more
Russell has over 20 years’ experience of managing conduct risk in various arenas, starting out as a criminal barrister before joining the Army as a lawyer, where conduct was literally a matter of life and death. He managed conduct risk in training, policy, advisory and prosecutorial roles in the UK, Kosovo and Iraq. During his time in the Army Russell advised on and was subject to the military doctrine of ‘Command Responsibility’, the equivalent of the SMR ‘Duty of Responsibility’. After the Army Russell joined the FSA where he managed the TCF and Market Conduct teams, and led retail and wholesale enforcement cases (including prosecutions and plea bargains for insider dealing). He then moved to RBS in a Senior Assurance role before finishing up as Global Head of Conduct Policy, and Conduct lead for SMR implementation, where he used his understanding of behavioural economics to improve the RBS risk and control framework. Russell is now Head of Compliance (SMF16) for EFG Private Bank in London, with prescribed responsibility for financial crime.
Director of Risk & Regulatory StrategyRead more
Complete speaker line-up • Program for all tracks & sessions • Audience breakdown